Attorney Kiwan Noh of Law Firm Changchun (40th class of the Judicial Research and Training Institute) recently gave a lecture for practitioners on "the legal responsibilities of officers and employees of financial companies," marking Yuanta Securities' 2019 Compliance Week.
The lecture covers the Financial Investment Services and Capital Markets Act, the Act on the Aggravated Punishment of Specific Economic Crimes and other legislation that officers and employees of financial companies must observe, and is scheduled to be made available to Yuanta Securities staff at the end of August 2019.
For attorney Kiwan Noh's profile, please see the link below.